General Exchange Act

Results: 639



#Item
441Economy of the United States / NASDAQ / Securities Act / Financial regulation / Sanctions / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

NASDAQ PROCEDURAL RULES TABLE OF CONTENTS[removed]INVESTIGATIONS AND SANCTIONS 8001 Regulation of Nasdaq and its Members[removed]GENERAL PROVISIONS[removed]Availability of Manual to Customers

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Source URL: www.sec.gov

Language: English - Date: 2005-09-14 14:39:11
442General Electric / RCA / Rockefeller Center / Thomas Edison / Securities Act / Regulation D / U.S. Securities and Exchange Commission / Business / Technology / United States Securities and Exchange Commission / United States securities law / Financial regulation

Division of Corporation Finance No-Action Letter: GE Funding Capital Market Services, Inc.

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Source URL: www.sec.gov

Language: English - Date: 2012-02-27 17:04:20
443United States Securities and Exchange Commission / Law / Economy of the United States / Self-regulatory organizations / Financial Industry Regulatory Authority / Securities Exchange Act / Stock market / NASDAQ / U.S. Securities and Exchange Commission / United States securities law / Business / 73rd United States Congress

GENERAL PROVISIONS TABLE OF CONTENTS[removed]GENERAL PROVISIONS[removed]Adoption and Application of Rules[removed]Adoption of Rules[removed]Effective Date

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Source URL: www.sec.gov

Language: English - Date: 2005-10-03 11:07:40
444Securities / Financial economics / Investment / Financial system / Stock market / Securities Act / Securities Exchange Act / General Electric / Securities and Exchange Commission / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

Microsoft Word - GE Capital DRAFT Grant Letter[removed]

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Source URL: www.sec.gov

Language: English - Date: 2012-02-27 17:40:25
445Finance / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Financial markets / NASDAQ / Securities Act / Securities research / Alternative Trading Systems / Financial economics / United States securities law / Investment

CONDUCT RULES Table of Contents[removed]BUSINESS CONDUCT[removed]GENERAL STANDARDS[removed]Standards of Commercial Honor and Principles of Trade IM[removed]Reserved

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Source URL: www.sec.gov

Language: English - Date: 2005-09-14 13:30:42
446Business / NASDAQ / Trading halt / Initial public offering / American depositary receipt / Security / Securities Exchange Act / Securities Act / Stock market / Financial economics / Investment

MARKETPLACE RULES TABLE OF CONTENTS[removed]NASDAQ[removed]GENERAL[removed]Use of Nasdaq on a Test Basis

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Source URL: www.sec.gov

Language: English - Date: 2005-09-14 13:29:33
447United States Securities and Exchange Commission / United States securities law / 73rd United States Congress / Financial markets / Stock market / Securities fraud / U.S. Securities and Exchange Commission / Securities Exchange Act / Capital market / Financial economics / Finance / Investment

Comments on[removed]on John Davidson, General Counsel and Group Company Secretary, SABMiller plc and

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Source URL: www.sec.gov

Language: English - Date: 2011-02-22 16:27:37
448Financial regulation / Financial economics / Stock market / Investment / New Deal / Securities Act / Securities Exchange Act / Regulation D / Security / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Division of Corporation Finance No-Action, Interpretive and Exemptive Letters: General Electric Company, et al.

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Source URL: www.sec.gov

Language: English - Date: 2010-10-21 15:19:22
449Healthcare in the United States / Financial institutions / Health / Financial economics / Patient Protection and Affordable Care Act / Politics / Medicaid / Health insurance exchange / Health insurance / Healthcare reform in the United States / Federal assistance in the United States / Presidency of Lyndon B. Johnson

South Carolina General Assembly 120th Session, [removed]H[removed]STATUS INFORMATION

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Source URL: scstatehouse.gov

Language: English - Date: 2014-04-10 18:27:10
450Investment / Stock market / Mathematical finance / Electronic trading platform / Electronic trading / Algorithmic trading / Securities Exchange Act / Financial markets / Financial economics / Finance

Master Connectivity Agreement Schedule ./1 CEESEG General Technical Terms and Conditions Rules for the Technical Installations of the Trading Systems 1. General rules for access to the exchange EDP System (1) The Rules f

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Source URL: www.ceeseg.com

Language: English - Date: 2014-02-12 05:14:57
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